21 January, 2018

Regional Airlines and the Pilot Shortage: Professionalism, Tragedy, and Atonement

In its wake, the tragic accident of Colgan Air, Inc., operating as Continental Connection flight 3407 on the evening of February 12, 2009 near Buffalo, NY had impacted long lasting and resounding effects – immediately upon the 50 victims’ families and broadly across the aviation industry as a whole.  The accident investigation found probable cause to be clearly and primarily that of pilot error, resulting in subsequent loss of aircraft control, of which ultimately was unable to be recovered.

Especially baffling to aviation experts was that the pilot reacted to an aerodynamic stall situation with fundamentally opposite and incorrect flight control input response.  They persistently pulled back on the flight control input, exacerbating its stall situation with a pitched nose up attitude, which only served to further retard any possibility of aircraft recovery to controlled flight.  The correct response would have been to push the flight control input forward; pitching a nose down attitude to regain aerodynamic lift upon the wings, whereby positive controlled flight of the aircraft might have been a possibility.  Such grave error in judgement on behalf of the pilot, and widely considered to be a deficiency of fundamental pilot skills – basics of flight, was unusually strange.

Further investigation illuminated findings even more deeply concerning than the pilot’s individual actions and training history were alone, but turned pointedly toward those of Colgan Air’s operational standards and practices as well.  The accident furthered reason to consider that such problems may exist systemically throughout the regional airline industry.  Evidenced in following excerpt from the (National Transportation Safety Board [NTSB], 2010) accident report executive summary:

            The safety issues discussed in this report focus on strategies to prevent flight crew monitoring failures, pilot professionalism, fatigue, remedial training, pilot training records, airspeed selection procedures, stall training, Federal Aviation Administration (FAA) oversight, flight operational quality assurance programs, use of personal portable electronic devices on the flight deck, the FAA's use of safety alerts for operators to transmit safety-critical information, and weather information provided to pilots.  Safety recommendations concerning these issues are addressed to the FAA (NTSB, 2010).

It had become the watershed event which necessitated broadening their scope of investigation much wider than initially had been expected – inspections were opened to encompass the breadth of the regional airline industry as a whole.

Aside from the litany of safety issues identified by the NTSB, independent personal accounts of gross negligence were brought into light.  The PBS investigative journalism program Frontline produced a documentary titled “Flying Cheap” (2010), revealing chilling first-hand declarations by former Colgan employees attesting to corporate leadership norms of corner-cutting safety to meet bottom line costs.  One interview in the program references an alleged phone conversation where Colgan’s Vice President of Operations solicited considerable pressure upon a former pilot to falsify their crew duty time records to keep flight operations moving.  A clear disregard for law and regulation and safety was coming from the top of their organization.  The former Colgan pilot, C. Heiser elaborated, “The saying around the company was always, ‘Move the rig.’ And that just kind of told me that they (Colgan) were willing to kind of push the bounds.”  Frontline interviewer M. O’Brien then asked, “Why were they pushing?” Heiser’s sobering reply was, “Because if we didn’t move those airplanes, they didn’t make money” (Flying Cheap, 2010).  Arguably, these latent safety hazards contributed significantly toward Colgan’s accident in Buffalo.  However, latent safety hazards were suspected to have been systemic of the regional airline industry during that time and not uniquely inherent to Colgan alone.  Clearly, within any culture where profit priorities are placed above safety priorities, it only becomes a matter of time before the probability of lurking disaster strikes.

Public outcry of such gross negligence quickly followed the NTSB’s Colgan accident investigation.  Popular opinion was that something must be done.  Notably this was strongly supported by mainstream media outlets impressing demands for Congressional response.  Congress met those demands with the “Airline Safety and Federal Aviation Administration Extension Act of 2010” being passed into Public Law 111-216 on August 1, 2010.  A sweeping wave of rulemaking changes were enacted to improve airline industry training, safety programs, oversight and regulations as determined by Congress necessary from previously unidentified deficits.  Nestled within the many changes was the “1500-hour Rule” as is commonly referred.  Title 49 U.S.C. 44701, Airline Safety and Pilot Training Improvement, or as it formally reads, “The total flight hours required by the Administrator under subsection (b)(1) shall be at least 1,500 flight hours” (2010).  Congress’ experience requirement is understood as a response to mandate higher standards of professionalism of airline pilots who are expected to assure the flying public’s safety.  Many detractors are doubtful however of the efficacy of such regulatory aim with the argument that quantity of hours flown does not necessitate quality of hours experienced.  An interesting subject best left alone for its own treatise entirely.

To fully appreciate questions of pilot shortage, an informal airline brief is helpful.  Airlines in the United States were deregulated by the government in 1978 resulting in an aggressively competitive and highly volatile market; many startup airline companies popped up like spring flowers, although, not so many have lasted the true test of time.  Today’s major “mainline” airlines are products of an evolution from heavily regulated and subsidized industry to one, more or less, operated within the bounds of free market economics.  The industry adopted and developed a “hub and spoke” model of network infrastructure which has become the de facto standard of the largest profitable mainline airlines.

This system relies upon mainline “hub” airports which are located near major metropolitan areas that are “fed” by smaller “spoke” airports located near smaller cities and more remote rural areas.  Major airlines established bases in the hubs and developed standard routes from hub to hub.  This was developed in large part with the mainline airlines’ interest to service their hubs from the outlying spoke markets at the lowest cost to benefit ratio.  Regional airlines are also known as “feeder” airlines or even colloquially as “puddle jumpers” for their role servicing smaller, less profitable markets with relatively smaller, less costly aircraft.  Regional airline liveries are almost always painted in the likeness and branding of their mainline counterparts yet operate under contractual relationship as “connection” or “express” carriers independently.  There are of course always exceptions - a small number of regional airlines are wholly owned subsidiaries of their mainline “parent” airline.  They are inextricably linked – symbiotically one might say rightly –, interdependently, mainlines need regionals, as much as regionals need mainlines in return.

Regional airlines are likewise considered primary “feeders” from which mainline airlines will and generally do induct many new pilot hires.  A certain commonly understood fact is that a regional airline pilot will earn a much lower salary relative to their mainline airline pilot counterpart.  Although some regional airlines have negotiated competitive “flow through” pilot hiring agreements with their mainline counterparts designed for relative assurance of career progression.  Broadly speaking, the niche regional airline industry was almost certainly the brainchild of the mainline airline industry – essentially developed to leverage maximum profit margins though competitively contracted, lowest bidder, market outsourcing.  Critiqued though by many for fostering “race to the bottom” mechanics; another topic best deferred for another time.  These co-existing aviation industry relationships, all things considered and relatively speaking, seem to be in good financial health as of this writing.

The backstory until this point, as long winded as it was, leads to the crux of interest.  A hotly debated topic which continues to be debated to this day – the pilot shortage.  What is the pilot shortage?  The pilot shortage is the projected impending shortage of qualified certificated airline pilots; due to mandated 65 years of age retirement attrition, historically reduced trends of persons obtaining required qualified pilot certifications, and substantially increased experience hour minimums needed to obtain required qualified pilot certifications.

One view is of the belief that regulatory mandates enacted with intentions to increase and ensure industry safety may have generated an unsustainable constraint instead.   When combined with the industry’s period of financial downturn and setbacks experienced post 9/11, high barrier of entry costs for training required of minimum qualifications, paired to relatively low entry level wages, it seems to have become an unattractive career path for many.

Another view comes with considerable research support; research backed by The United States Government Accountability Office (GAO).  The “Report to Congressional Requesters: Aviation Workforce: Current and Future Availability of Airline Pilots” published February, 2014.  The following excerpt quoted from the Background section is a precise view on the subject:

It takes many years of training and significant financial resources to meet FAA’s certification and aeronautical experience qualifications to become an airline pilot.  FAA issues several types of pilot certificates that airline pilots progress through—including student pilot, private, commercial, and airline transport pilot (ATP).  Under a capacity purchase agreement, mainline airlines contract with regional airlines to provide air service beyond the mainline airline’s route network to increase their capacity and revenue.  Agreement terms vary, but mainline airlines generally take on all commercial functions, such as brand marketing, flight scheduling, and ticket pricing while the regional airlines are responsible for the aircraft and crews to operate the flights, and provide ground and flight operations.  Federal aviation regulations establish the core requirements for each pilot certification, including the eligibility requirements, aeronautical knowledge, aeronautical experience, and flight proficiency standards.  Regulations also govern what pilots with each other things, certificate can do.  For example, a private pilot certificate allows pilots to fly solo or carry passengers in any aircraft for which they are qualified, but not to fly for compensation; a commercial pilot certificate is necessary for a variety of non-airline pilot jobs.  The ATP certificate is the highest level of pilot certification, requires the highest amount of cumulative flight time and is necessary to fly as a captain or first officer for an airline.

Airline pilots are mostly trained through FAA-certified pilot schools at a college or university—typically through 2- and 4-year degree programs—non-collegiate vocational schools, or in the military.  Outside of military training, where service members receive compensation while training to become a pilot, costs can vary significantly for individuals wishing to become a pilot depending on the number of certificates and ratings they wish to attain and the school or training program they choose.  Generally, costs to attain a private pilot certificate averages about $9,500, according to the University Aviation Association.  However, the academic education and flight training from a 4-year aviation degree program to obtain up to a commercial pilot certificate with additional ratings necessary to be hired as a pilot for commercial flying can cost well in excess of $100,000.  Pilot students generally do not come out of collegiate and vocational pilot schools with the necessary requisites to attain an ATP certificate.  Individuals will typically graduate from these schools with a commercial pilot certificate, and then they must gain experience by accumulating flight time and pass additional certification testing to obtain an ATP certificate.  Similarly, upon separation from the military, military pilots would have to meet the same flight time requirements and pass the certification tests as a civilian pilot would in order to obtain an ATP certificate, although they may be able to use their military flight time to meet those requirements.

Until recently, regional and mainline airlines were permitted to hire first officers who had obtained a commercial pilot certificate which, among other things required a minimum of 250 hours of flight time.  However, following the 2009 Colgan Air, Inc. crash, in New York, the Airline Safety and Federal Aviation Administration Extension Act of 2010 mandated that FAA further limit the hours of pilot flight and duty time to combat problems related to pilot fatigue and increase training requirements and pilot qualifications for first officers.  In January 2012, FAA issued a rule mandating that pilots have certain rest periods between flights and limiting the number of consecutive hours a pilot may fly.  This rule became effective as of January 2014.  In July 2013, FAA, as required by the law, issued a new pilot qualification rule that increased the requirements for first officers who can fly for U.S. passenger and cargo airlines.  The rule requires that first officers now hold an ATP certificate, just as captains must hold, requiring, among other things, a minimum of 1,500 hours of total time as a pilot (GAO, 2014, p. 4-6).

 From detailed description of industry, well beaten in, appropriately now comes segue into the topic of professionalism.  Professionalism is an interesting concept for its many different facets of definition from person to person, organization to organization.  Personally defined: “Professionalism is lifelong and continuous discipline of conscientious action performed with goals of greatest holistic benefit and least acceptable harm.”  Admittedly, it sounds a bit heady and ideal but that is my “Professionalism,” throughout the future, I’ll surely strive to improve upon it further, that is for certain.  Awhile back though, wisdom was shared with me by a nurse in a hospital, and luckily remains with me still today.  I forget her name but this is what she said, “Oh, honey.  What is wrong?  Don’t you know?  Life is easy.  It’s incredibly simple.  You probably won’t believe it if I told you it’s summed up, all of it, into just one word.  Just one word!  Do you know what that is?  Respect.  Yep, that’s it.  Everything in your life, I guarantee, will be all right – with Respect.”

With specific regard to the tragedy of Colgan Air Inc., operating as Continental Connection flight 3407, it must be stated that the flight crew, the company leadership, and even the regulatory oversight had all lacked in measures of respect – the sum of which was the unnecessary cost of 50 lives lost.  The pilots had clearly been operating well below standards of duty and care for their passengers – the CVR recordings were far too casual and conversation distracted from their responsibilities of maintaining safe flight.  Their leadership was equally negligent in their failure to provide and promote an organization where safety priorities were set above financial priorities.

It is important though to recognize that I do not believe that this occurred with intention, so rarely do such tragedies occur with malice intent – those are specifically evil.  It was clear however that a compounded lack of intention to uphold protection of life’s value was not placed first above that of intention to maximize financial gain.

Therein lays the crossroads where ethics and business interests meet; a place where if one should find themselves forced to make a critical choice, of which may risk life, that they ponder just a bit longer.  Momentarily, pause with consideration before action.  I can only imagine the guilt that must exist in those who’ve in fact chosen too quickly, without first considering the living consequences and their choice has cost much, much more than “units of measured value.”

My goal is to stop and think twice before taking that action.

Do no harm.

Respect.

- Aviator in Progress

References
Airline Safety and Pilot Training Improvement. (2010). 49 U.S.C. 44701. Sec. 217. Airline Transport Pilot Certification. Retrieved from https://www.gpo.gov/fdsys/pkg/USCODE-2011-title49/html/USCODE-2011-title49-subtitleVII.htm
National Transportation Safety Board. (2010). Loss of Control on Approach, Colgan Air, Inc., Operating as Continental Connection Flight 3407, Bombardier DHC-8-400, N200WQ, Clarence Center, New York, February 12, 2009. NTSB/AAR-10/01. Washington, DC. Retrieved from https://www.ntsb.gov/investigations/AccidentReports/Pages/AAR1001.aspx
U.S. Government Accountability Office. (2014). AVIATION WORKFORCE:
Current and Future Availability of Airline Pilots. GAO-14-232: Published: February 28, 2014. Washington, DC. Retrieved from https://www.gao.gov/products/GAO-14-232
Young, R. (Writer, Producer & Director). (2010, February, 9). Frontline: Flying Cheap. [Documentary]. Boston, MA; WGBH/Boston. Retrieved from https://www.pbs.org/wgbh/pages/frontline/flyingcheap/

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